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Tradeweb MiFID 2h
. publishes draft rules for the third-country firms under new and regimes -
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Hoptroff Sep 28
Amid the speculation surrounding the future of , our CEO, Simon Kenny, shares why transaction reporting has been vital in the this week with Finance Derivative.
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UnaVista Sep 25
ESMA Consultation review report on the obligations to report transactions and reference data. The proposals are substantive. Read this article for the summary and key headings impacting firms with an obligation to report transactions
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FinReg Alert Sep 24
Fixing the plumbing: Trading venues prepare for post- transaction reporting issues - -
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Tradeweb MiFID 2h
. Agrees Position Limits Under -
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A-Team Insight Sep 22
Is your firm ready for the global changes in regulatory reporting? How can regtech improve your efficiency? You'll want to register to hear from these experts from , , . and :
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FinReg Alert Sep 23
How has the coronavirus shifted the balance of the European market? - -
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Kneip Sep 25
Next year it will become mandatory for , under changes, to include questions on environmental, social and governance investing as part of their suitability process. Read more
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Tradeweb MiFID Sep 21
Prepare for interventionism in capital markets, by in - -
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FinReg Alert Sep 23
Is the FCA set for an advice suitability crackdown? - -
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steeleyeltd Sep 23
If you have a reporting failure rate of more than 1%, you have the wrong vendor. With , you can take comfort in our 99.75%+ reporting success rate. Learn more here >
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Virginie O'Shea Sep 28
Also out today - / 3rd country regime update for investment services - continued extraterritoriality klaxon for ESMA and EU regulators over 3rd country firms. klaxon.
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Kneip Sep 22
There is no material evidence of harmful effects from the unbundling rules for research payments, the has stated. The made the claims as part of its trends report. Has MiFID II had an impact on you? Read more
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FinReg Alert Sep 23
MiFID Research Rollback May Hurt Investment, EU Fund Lobby Says - -
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Pideeco Sep 28
This week's fact video on best possible results to help you navigate the world of and
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ESMA - EU Securities Markets Regulator 🇪🇺 Sep 28
🔴 Out now! 's Final Report containing draft regulatory and implementing technical standards on the provision of services and activities in the EU by 3rd country firms under and . 🗞️
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FinReg Alert Sep 23
August trading volumes in Europe plummet in quietest month of era -
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Arnaud Misset Sep 22
[New] A utility aims to ease reporting requirements of . It will be launch later this year and will be not-for-profit initiative
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BME 3h
BME launches a new platform for its TCA & Best Execution service
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Broadway Technology Sep 21
Dutch regulator AFM notes that has not yet delivered on its goals for - and why it may still be a work in progress. More on this here from :
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