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FINRA
Financial Industry Regulatory Authority. Investor Protection. Market Integrity.
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FINRA 1h
New E-Learning Course: Compliance for Registered Representatives and Their Supervisors 💻 Our newest course provides info on the SEC’s new while closely reviewing the text of the rule. The course is eligible for 1 CFP CE credit 📚
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FINRA 4h
The first-ever virtual Celebration starts today! We are proud to be participating and a sponsor for the world’s largest gathering of . We hope to see you there! ▶️
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FINRA 21h
We asked our employees what they enjoy about working at FINRA. Here's what Shawn had to say.
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FINRA 24h
When it comes to financial accounts, security experts agree that you should avoid basing your passwords on personal data. Check out more tips for creating a better password 👉
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FINRA Sep 28
We have exam updates regarding: ▶️ Online and test center appointment availability ▶️ Exam enrollment windows ▶️ Special accommodations Learn more:
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FINRA Sep 28
Election Notice: We are announcing a call for candidates in our upcoming Small Firm Advisory Committee election. Any eligible candidate who wants to be included on the ballot must submit the relevant information by October 1, 2020. Learn more ➡️
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FINRA Sep 25
Last night, our joined 's virtual event Live, as a proud sponsor. This event raised funds to protect and expand LGBTQ rights in the U.S. and around the world.
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FINRA Sep 25
Our 2020 Week has come to an end. Thank you to all of our panelists for sharing their insights and effective practices to promoting , and in the workplace. ▶️
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FINRA Sep 25
It's our last day at the 2020 Conference & Career Fair. There's still time to drop into our virtual booth and connect with our recruiters! Learn more about this event ▶️
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FINRA Sep 25
How can you avoid excessive trading in your brokerage accounts? Learn more ▶️
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FINRA Sep 24
., , provides insights on the need, opportunity and power in quantifying the value of and at the . Learn more ▶️
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FINRA Sep 24
Dr. Edward Chang, , examines how social norms and public scrutiny impact the inclusion of women in, and the racial diversity of, corporate boards and other organizational groups at the . Learn more ▶️
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FINRA Sep 24
Technology strategist & futurist explores ways to have effective communication with our professional contacts during high-stress periods at the . Learn more ▶️
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FINRA Sep 24
It's the last day of the ! Our final session starts at 1 p.m. ET—register to watch our Chief Diversity Officer Panel with experts from , & sharing their perspectives on the ideas explored this week.
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FINRA Sep 24
Replying to @Plan_For_Life
Congratulations, Sean!
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FINRA Sep 23
FINRA Governor Dr. Camille Busette talks with President Gerri Walsh about the demographic differences in the financial capability of U.S. adults in the wake of , and potential solutions to key issues at the .
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FINRA Sep 23
We look forward to connecting with you at this week's virtual Conference & Career Fair. Learn more about the event ▶️
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FINRA retweeted
SIFMA Sep 23
We're kicking off Day 1 of Virtual Forum with a Q&A featuring Robert Cook, President and CEO . In discussing the biggest challenge to our industry, COVID-19, he said, "I'm always about continuous improvement and what we can do to make things even better next time."
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FINRA Sep 23
To exchange, or not to exchange—that is the question. And it can be a tough one to answer when you are looking at something as complicated as a variable annuity. Learn more 👉
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FINRA Sep 22
We are proposing formal procedures for bringing actions against non-associated persons who cheat or misbehave during a FINRA qualification examination. Comment Period Expires: November 23, 2020 Learn more ▶️
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